Grundlagenwerke des Verfassungsrechts

Democracy as a Constitutional Principle

E.-W. Böckenförde

Article 20 paragraph 1 GG (Basic Law) constitutes democracy as the form of state and government for the Federal Republic of Germany. Democracy is the manifestation of the sovereignty of the people, it is therefore linked to the latter by Article 20 paragraph 2 GG. A sovereign people takes the decisions that concern itself, but in order to be functional, state authority is formed by representation.

In his contribution, Ernst-Wolfgang Böckenförde, deals with the relation between democracy, popular sovereignty, the – mostly pre-constitutional – conditions of democracy and the principle of representation. Article 20 paragraph 2 (1) GG explicitly constitutes popular sovereignty as the source of all state authority. Accordingly, the exercise of public authority always requires the legitimation by the people. It is not sufficient that public authority is merely exercised in the interest of the people. The idea of popular sovereignty rather defines the people as the bearers of all state power.

Article 20 paragraph 2 (2) GG determines how democracy in the Federal Republic of Germany is to be structured and who exercises state power: “It shall be exercised by the people through elections and other votes and through specific legislative, executive and judicial bodies.” At the core of democratic thought are organisational questions. If democracy is defined as the people's ownership of state authority, how can this state authority be exercised by a government and still be traced back to its sovereign, the people? Böckenförde introduces the theory of an uninterrupted legitimation chain (“Legitimationskette”) from the people to the public body, for all acts and decisions of the state (including those under private law or fiscal action). This necessarily implies the representative character of the parliament and the government. Whereas decisions in a democracy are made by majority vote. This is essential for the functioning of democracy as a form of state and government.

Two forms of democratic legitimation can be distinguished, the organisational-personal legitimation of the institution or respective body and the objective-substantively legitimation of its actions. Especially with regard to official bodies, a concrete – not purely abstract – legitimation is required. It is sufficient, however, that this legitimation is indirectly and uninterruptedly attributable to the people by a traceable chain of legitimation. Accordingly, several – in each case legitimate – levels in the state structure can intervene.

On the other hand, the objective-substantively legitimation requires that the decision of an official body can be traced back to the will of the people. It is possible to leave the legislative right with the “Parliament as the […] representative organ”, otherwise, when state tasks are transferred, legitimation can be ensured by a remaining state responsibility with existing control (supervision) powers. This is particularly important regarding the privatisation of state tasks.

The different forms of democratic legitimation are not mutually exclusive but can be combined. The aim is to provide a decision with the best possible level of legitimation. The point of reference is always the “people of the state as a political community of destiny” (Böckenförde). In this context, the people are the totality of all people who are united in a state as a political unit. However, individual groups or social associations cannot refer to democratic legitimation. A comparable legitimation cannot be assumed without further ado with regard to local and functional self-administration. The personal reference point in these cases is not the people as a whole, but in other generalities. Therefore, the question of democratic legitimation in cases of self-government cannot be answered uniformly. With regard to local self-administration, legitimation is provided in a comparable way by the citizens of the municipality, but not by the national population.

The basic idea of democracy takes account of the “idea of political freedom” (Böckenförde). It stands for a self-determination of the people. At the same time, in a democracy the freedom of the individual is transformed into the (democratic) freedom of participation, which in turn leads to a collective freedom of the people. The individual freedom of participation is reflected in the right to vote and in fundamental communication rights, which enable political participation and are “absolutely constitutive” for a democracy (as described by the Federal Constitutional Court). This also means, however, that democracy presupposes the equality of all people affected by it. Freedom of participation and the right to be involved must apply equally to all.



Robert Poll

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